First Capital Securities Co., Ltd. (China)

First Capital Securities Co., Ltd. is a comprehensive securities company established with the investment of several strong shareholders, including Huaxi Xinyu Investment Co., Ltd. and Beijing Capital Entrepreneur Group Co., Ltd. The company is registered in Shenzhen with a registered capital of RMB 1.97 billion. It has been approved by the China Securities Regulatory Commission to engage in securities brokerage, securities investment consulting, financial advisory services related to securities trading and investment activities, securities underwriting (excluding stocks and corporate bonds), securities proprietary trading, securities asset management, securities investment fund distribution, providing intermediary services to futures companies, and margin trading and securities lending. Its wholly-owned subsidiary, First Capital Futures Co., Ltd., mainly engages in commodity futures brokerage and financial futures brokerage. Another wholly-owned subsidiary, First Capital Investment Management Co., Ltd., primarily invests its own funds in domestic enterprises, provides financial advisory services for equity investments to clients, and establishes direct investment funds to raise and manage client funds for equity investments. Its controlling subsidiary, First Capital J.P. Morgan Securities Co., Ltd., mainly engages in underwriting and sponsorship of stocks and corporate bonds. In July 2006, the company became a domestic innovative securities company after evaluation by the China Securities Regulatory Commission and the China Securities Industry Association. Currently, the company holds a complete set of securities business licenses and has qualifications such as national interbank borrowing and lending, as well as being a first-tier dealer in the open market business in 2012. Since its establishment, the company has adhered to the principles of stability, integrity, proactive innovation, and customer-centricity, in accordance with relevant national laws, regulations, and rules. It has been committed to providing professional financial intermediary services to customers and has achieved good economic and social benefits.